FINANCIAL SERVICE COMPLIANCE

LAW5FSC

Not currently offered

Credit points: 15

Subject outline

This unit equips compliance professionals and beginners alike with practical everyday guidance on how to: run a staff induction program; develop a compliance education program; approach and solve compliance problems; develop a compliance culture in an organisation and run effective monitoring and surveillance programs. Students will explore ASIC's investigative powers and structuring compliance programs so that they comply with the new requirements set out in the Corporations Act.

FacultyFaculty of Business, Economics and Law

Credit points15

Subject Co-ordinatorGordon Walker

Available to Study Abroad StudentsYes

Subject year levelYear Level 5 - Masters

Exchange StudentsYes

Subject particulars

Subject rules

PrerequisitesN/A

Co-requisitesN/A

Incompatible subjectsN/A

Equivalent subjectsN/A

Special conditionsN/A

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Subject not currently offered - Subject options not available.