RISK AND COMPLIANCE

MGT5RCO

2021

Credit points: 15

Subject outline

This subject considers the topic areas that will enable students to gain an understanding of risk and compliance principles, frameworks and approaches. In this subject you will focus on principles and practices in relation to risk management and compliance; broader public policy developments that have shaped these principles and practices; and the role of risk and governance professionals in ensuring proper practice is implemented and systems are in place. This subject is offered in partnership with the Governance Institute of Australia.

SchoolLa Trobe Business School

Credit points15

Subject Co-ordinatorPaul Willard

Available to Study Abroad/Exchange StudentsYes

Subject year levelYear Level 5 - Masters

Available as ElectiveNo

Learning ActivitiesTheoretical and practical consideration of contemporary issues in the field supported with pre-assigned questions and case studies. Project / case study

Capstone subjectNo

Subject particulars

Subject rules

Prerequisites IBU5GW; Students must be enrolled in LMCGR - Master of Management (Corporate Governance and Risk), or by permission of subject coordinator

Co-requisitesN/A

Incompatible subjectsN/A

Equivalent subjectsN/A

Quota Management StrategyN/A

Quota-conditions or rulesN/A

Special conditionsThis subject is managed and delivered by the Governance Institute of Australia. Students are recommended to take Governance in a Globalising World - IBU5GW, Corporate Accountability - MGT5CAC, and Applied Corporate Law - MGT5ACL prior to enrolling in this subject. Students are recommended to contact the subject coordinator prior to enrolling. International student enrolment is limited to international students enrolled in one of the following courses: LMCGR, LMMGT, LMMEI, LMMHR, LMPM, LMMSM, LMIBUS, LZFAPA.

Minimum credit point requirementN/A

Assumed knowledgeN/A

Career Ready

Career-focusedNo

Work-based learningNo

Self sourced or Uni sourcedN/A

Entire subject or partial subjectN/A

Total hours/days requiredN/A

Location of WBL activity (region)N/A

WBL addtional requirementsN/A

Graduate capabilities & intended learning outcomes

Graduate Capabilities

Intended Learning Outcomes

01. Explain the concept, objectives and processes involved in establishing an enterprise-wide risk management framework.
02. Evaluate the merits of establishing a risk culture for achieving business objectives and compliance.
03. Analyse the methodologies and systems for monitoring and reporting on compliance.
04. Apply principles associated with risk management and compliance to a practical setting through case studies.

Subject options

Select to view your study options…

Start date between: and    Key dates

City Campus, 2021, Semester 1, Off Campus

Overview

Online enrolmentNo

Maximum enrolment sizeN/A

Subject Instance Co-ordinator

Class requirements

SeminarWeek: 10 - 22
One 2.00 h seminar per week on any day including weekend at night from week 10 to week 22 and delivered via face-to-face.
Subject coordinator to provide schedule. Subject delivered by Governance Institute of Australia. Classes normally begin 1-2 weeks after standard La Trobe semester and meet for 2.0 hours weekly for 12 weeks, depending on Governance Institute timetable. Classes may be offered in intensive block mode on weekends, depending on the Governance Institute timetable.

Assessments

Assessment elementCommentsCategoryContributionHurdle% ILO*

Individual Assignment - 2,500 words

N/AAssignmentIndividualNo30 SILO1, SILO2, SILO3, SILO4

Examination - 3000 words

N/AOther written examIndividualNo70 SILO1, SILO2, SILO3, SILO4

City Campus, 2021, Semester 2, Off Campus

Overview

Online enrolmentNo

Maximum enrolment sizeN/A

Subject Instance Co-ordinatorPaul Willard

Class requirements

SeminarWeek: 31 - 43
One 2.00 h seminar per week on any day including weekend at night from week 31 to week 43 and delivered via face-to-face.
Subject coordinator to provide schedule. Subject delivered by Governance Institute of Australia. Classes normally begin 1-2 weeks after standard La Trobe semester and meet for 2.0 hours weekly for 12 weeks, depending on Governance Institute timetable. Classes may be offered in intensive block mode on weekends, depending on the Governance Institute timetable.

Assessments

Assessment elementCommentsCategoryContributionHurdle% ILO*

Individual Assignment - 2,500 words

N/AAssignmentIndividualNo30 SILO1, SILO2, SILO3, SILO4

Examination - 3000 words

N/AOther written examIndividualNo70 SILO1, SILO2, SILO3, SILO4