RISK AND COMPLIANCE

MGT5RCO

2018

Credit points: 15

Subject outline

This subject considers the topic areas that will enable students to gain an understanding of risk and compliance principles, frameworks and approaches. In this subject you will focus on principles and practices in relation to risk management and compliance; broader public policy developments that have shaped these principles and practices; and the role of risk and governance professionals in ensuring proper practice is implemented and systems are in place. This subject is offered in partnership with the Governance Institute of Australia.



SchoolLa Trobe Business School

Credit points15

Subject Co-ordinatorMichael Wildenauer

Available to Study Abroad StudentsYes

Subject year levelYear Level 5 - Masters

Exchange StudentsYes

Subject particulars

Subject rules

Prerequisites IBU5GW; Students must be enrolled in LMCGR - Master of Management (Corporate Governance and Risk), or by permission of subject coordinator.

Co-requisitesN/A

Incompatible subjectsN/A

Equivalent subjectsN/A

Special conditions This subject is managed and delivered by the Governance Institute of Australia. Students are recommended to take Governance in a Globalising World - IBU5GW, Corporate Accountability - MGT5CAC, and Applied Corporate Law - MGT5ACL prior to enrolling in this subject. Students are recommended to contact the subject coordinator prior to enrolling. International student enrolment is limited to international students enrolled in one of the following courses: LMCGR, LMMGT, LMMEI, LMMHR, LMPM, LMMSM, LMIBUS, LZFAPA.

Readings

Resource TypeTitleResource RequirementAuthor and YearPublisher
ReadingsOn-line recources - academic and industry articles, research papers and other resourcesPrescribedTBATBA

Graduate capabilities & intended learning outcomes

01. Explain the concept, objectives and processes involved in establishing an enterprise-wide risk management framework.

Activities:
Theoretical and practical consideration of contemporary issues in the field supported with pre-assigned questions and case studies. Project / case study
Related graduate capabilities and elements:
Literacies and Communication Skills (Writing)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)

02. Evaluate the merits of establishing a risk culture for achieving business objectives and compliance.

Activities:
Theoretical and practical consideration of contemporary issues in the field supported with pre-assigned questions and case studies. Project / case study
Related graduate capabilities and elements:
Literacies and Communication Skills (Writing)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)

03. Analyse the methodologies and systems for monitoring and reporting on compliance.

Activities:
Theoretical and practical consideration of contemporary issues in the field supported with pre-assigned questions and case studies. Project / case study
Related graduate capabilities and elements:
Literacies and Communication Skills (Writing)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)

04. Apply principles associated with risk management and compliance to a practical setting through case studies.

Activities:
Theoretical and practical consideration of contemporary issues in the field supported with pre-assigned questions and case studies. Project / case study
Related graduate capabilities and elements:
Literacies and Communication Skills (Writing)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)
Inquiry and Analytical Skills (Critical Thinking,Creative Problem-solving,Inquiry/Research)

Subject options

Select to view your study options…

Start date between: and    Key dates

City Campus, 2018, Semester 1, Off Campus

Overview

Online enrolmentNo

Maximum enrolment size5

Enrolment information Limited space at off-campus facility. No Online enrolments enabled. Course coordinator to give priority to students enrolled in LMCGR.

Subject Instance Co-ordinatorMichael Wildenauer

Class requirements

Seminar Week: 10 - 22
One 2.0 hours seminar per week on any day including weekend at night from week 10 to week 22 and delivered via face-to-face.
"Subject coordinator to provide schedule. Subject delivered by Governance Institute of Australia. Classes normally begin 1-2 weeks after standard La Trobe semester and meet for 2.0 hours weekly for 12 weeks, depending on Governance Institute timetable. Classes may be offered in intensive block mode on weekends, depending on the Governance Institute timetable."

Assessments

Assessment elementComments% ILO*
Individual Assignment - 2,500 words30 01, 02, 03, 04
Examination70 01, 02, 03, 04

City Campus, 2018, Semester 2, Off Campus

Overview

Online enrolmentNo

Maximum enrolment size5

Enrolment information Limited space at off-campus facility. No Online enrolments enabled. Course coordinator to give priority to students enrolled in LMCGR.

Subject Instance Co-ordinatorMichael Wildenauer

Class requirements

Seminar Week: 31 - 43
One 2.0 hours seminar per week on any day including weekend at night from week 31 to week 43 and delivered via face-to-face.
"Subject coordinator to provide schedule. Subject delivered by Governance Institute of Australia. Classes normally begin 1-2 weeks after standard La Trobe semester and meet for 2.0 hours weekly for 12 weeks, depending on Governance Institute timetable. Classes may be offered in intensive block mode on weekends, depending on the Governance Institute timetable."

Assessments

Assessment elementComments% ILO*
Individual Assignment - 2,500 words30 01, 02, 03, 04
Examination70 01, 02, 03, 04